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Tag "Capital market regulator"

SEBI notifies requisite certification for people associated with portfolio management

SEBI notifies requisite certification for people associated with portfolio management

🕔13:28, 12.Sep 2021

Mumbai, Sep 12  Capital market regulator SEBI has notified certification requirements for the distributor and employees of portfolio management services. As per the regulator, “the associated persons, engaged by a portfolio manager as a distributor of the portfolio management services,

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SEBI reminds investors to link PAN with Aadhaar before Sep 30

SEBI reminds investors to link PAN with Aadhaar before Sep 30

🕔07:31, 4.Sep 2021

New Delhi, Sep 4 Capital market regulator SEBI has reminded investors to link their permanent account number (PAN) with Aadhaar number before September 30 to continue smooth transactions in the securities market. In a circular, the regulator has also directed entities

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Exchanges, MDs to be fined if glitches not addressed in times

Exchanges, MDs to be fined if glitches not addressed in times

🕔07:30, 6.Jul 2021

Mumbai, July 6  Capital market regulator SEBI has introduced a penalty structure for cases wherein exchanges are not able to timely address technical glitches. In the event of a disaster, if an exchange fails to restore operations of ‘Critical Systems’,

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SEBI exempts Heineken from making open offer for share purchase in UBL

SEBI exempts Heineken from making open offer for share purchase in UBL

🕔07:41, 23.Jun 2021

Mumbai, June 23 Capital market regulator SEBI on Tuesday exempted Heineken International B.V. from the obligation of making an open offer for acquiring additional shares in United Breweries Limited (UBL). The Securities and Exchange Board of India (SEBI) had received

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SEBI fines 4 entities for non-submission of financial result

SEBI fines 4 entities for non-submission of financial result

🕔11:30, 30.Mar 2021

Mumbai, March 30  Capital market regulator SEBI has penalised four entities, Alliance Infrastructure Project Pvt Ltd, Ashna Realtors, RMG Developers and Tarendra Infrastructure Chennai for delayed or non-submission of financial results. The regulator has imposed a fine of Rs 1

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